Due Diligence Services

Expert Due Diligence for Broker-Dealers & RIAs

CBC Due Diligence Services provides comprehensive due diligence for broker-dealers and registered investment advisers, backed by veteran investment bankers, lawyers, accountants, and consultants.

A Multidisciplinary Team You Can Trust

A differentiator between our organization and others in our industry is the fact that our due diligence team is comprised of veteran investment bankers, lawyers, accountants, and consultants.

Many due diligence firms possess varying degrees of consulting and legal experience, but most due diligence firms lack the type of tenured, veteran legal and consulting staff that we possess. Every one of our due diligence team members has over a decade of high-level experience.

Our affiliates have been providing securities legal services and consulting services to issuers and broker-dealers since 2008. Our firm furnishes sponsor-level and deal-level due diligence opinions and serves as a reviewer of due diligence opinions prepared by other firms.

Our Due Diligence Services

Sponsor-Level Due Diligence

Comprehensive evaluation of sponsors and their management teams, track records, and organizational capabilities.

Deal-Level Due Diligence

Thorough analysis of specific investment opportunities, including financial projections, market analysis, and risk assessment.

Due Diligence Opinion Review

Expert review and analysis of due diligence opinions prepared by other firms, with recommendations and comparisons.

Risk Mitigation Software

Our Risk Mitigation Software assists broker-dealers with managing and reducing risk and compliance burdens.

Compliance Consulting

Specialized compliance consulting for hedge funds, registered investment advisors, and broker-dealers.

Expert Witness Services

Litigation support and expert witness services in securities-related arbitrations and disputes.

What to Consider When Selecting a Due Diligence Provider

  • Multidisciplinary Team

    Does the due diligence firm you are considering have a multidisciplinary team of lawyers, bankers, and accountants?

  • Facts Plus Opinion

    Will your due diligence report provide both facts AND a legal and business opinion? Facts alone are of limited value.

  • Comparative Analysis

    Will your due diligence report provider compare and contrast other due diligence reports if requested?

  • Actionable Recommendations

    Our firm summarizes and compares results of other providers' reports and makes recommendations based on the information.

Need Due Diligence Support?

Contact us to discuss your due diligence requirements and learn how our experienced team can help.

Schedule Your Free Consultation

Or call us directly (866) 312-5711